Volume 87, No.4, May-June 2001

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DUKE’S SIGNATURE IN AMERICAN HIGHER EDUCATION

• Section One -- Private Research Universities in American Higher Education
• Section Two -- Duke's Mission, Ambition, and Responsibility
• Section Three -- Competition and Differentiation:Duke's Distinctive Signature
• Section Four -- Fundamental Threats to the Pre-eminence of Private Research Universities


ver the past two years, Duke has undertaken a comprehensive academic planning process, both within each of the schools and Trinity College, and across the university, with a goal to position the university to become as good as any private university in the nation. The planning process, which was led by the university’s senior academic officer, Provost Peter Lange, concluded in February with the board of trustees’ unanimous authorization to invest some $727.1 million over the next five years to strengthen Duke’s academic programs and its students.

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Duke's Signature in American Higher Education: the university's long-range plan

In the following pages, Duke Magazine reports the introductory section of the plan, which outlines the context for higher education’s current and future challenges and describes the unique leadership role that Duke plays and projects to play in the future. This preface was principally drafted by Provost Lange and by Vice Provost for Finance and Administration James Roberts.

he purpose of this introductory essay is to provide a broad context for considering the carefully crafted and intellectually exciting initiatives outlined in the academic plan described in the following pages. Before we turn to these specific initiatives, it is useful to situate our high ambitions and bold goals in the context of American higher education and the particular traditions of Duke University. Above all, this introduction is intended to remind us of the ultimate ends and values that motivate our collective efforts and that must ultimately provide the touchstone for measuring our success. Duke has been blessed in the past by far-sighted, effective leaders attuned to these values; such outstanding leadership will be equally important in achieving the goals of this plan.


Private Research Universities in American Higher Education

American higher education is widely admired throughout the world. Although the United States has no national university system, we have achieved a breadth of access to higher education for our citizens that is unequalled and a depth of accomplishment in advanced training and scholarship that is unrivalled. The balance of trade in intellectual capital and in providing intellectual services is decidedly in our favor. Our strength results from the tremendous diversity of our educational “system” (which is of course no system at all, but rather an educational ecosystem of over 3,000 separate institutions, some public and some private, some large and some small, some focused exclusively on undergraduate education and some with broader aims in teaching and research).

While institutions of many types and levels can be effective in meeting their missions and serving their particular constituencies, only a small number of the more than 3,000 institutions of higher education are nationally and internationally pre-eminent by virtue of the breadth and depth of their capacities and the contributions to education and learning that result. There are institutions of this caliber among the great state universities, and some of our liberal arts colleges are truly distinguished. Among the great research universities, a very high proportion are private. Many of these same institutions are leaders in graduate and professional education, research, and health care.

Private research universities occupy a special place in the diverse world of American higher education because of their distinctive missions, organization, governance, and funding. They are deliberately intermediate in scope and scale between the small private colleges and the large public universities. As a group, they attract a disproportionate number of the best faculty, are highly selective in their admissions policies, create a residential educational experience that promotes interaction with the faculty and student learning outside the classroom, and provide much of the nation’s leadership in research and scholarship. They are resource-intensive places, typically combining large endowments, strong philanthropic support, and external research funding with high tuition. These resources are powerfully additive in supporting the teaching and research missions of these institutions and their commitment to national and international leadership.

Like the best small colleges, the premier private research universities provide low student:faculty ratios, small classes, and extensive residential programs with attractive social and cultural amenities. At the same time, they support their research missions through competitively paid, research-oriented faculty and the library, technology, and facilities infrastructure necessary for them to succeed. Professional schools in areas like business, law, and medicine add further to the range of opportunities these institutions provide. Out of this combination comes an education of extraordinary breadth and depth, as students learn from faculty members who themselves are actively engaged in creating new knowledge and solving real-world problems.


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